Nicholas Siddall QC considers the recent decision of the Court of Appeal in UNITE-v-McFadden, its guidance as to the application of the principle of res judicata as regards internal disciplinary proceedings of a union and the potential wider application of the decision to internal disciplinary proceedings of employers.
The relevant facts are simply stated. The Respondent union official was faced with two sets of disciplinary proceedings under the rulebook of the Union. He was initially ‘convicted’ in the former but that decision was quashed by the Certification Officer (“CO”) on the basis that the allegation was brought under a rulebook provision which only applied in the workplace and that was not the case here. The second set of disciplinary proceedings relied on the same facts but were brought under different provisions of the Union’s rules. Those proceedings led to his expulsion from the Union. He sought to argue that the second set of proceedings were unlawful before the CO. The Respondent lost before the CO but won in the EAT. The Union appealed to the Court of Appeal.
The Court of Appeal Judgment as to the Scope of Res Judicata
The judgment of the Court of Appeal (Singh LJ) is characteristically illuminating. He made the following points:
Relying on the above the Court of Appeal that internal disciplinary proceedings of a Union were akin to internal disciplinary proceedings of an employer such that the doctrine of res judicata did not apply.
Pointers as to Unfairness?
As the Court of Appeal observed that an employer’s internal disciplinary procedure is akin to internal disciplinary proceedings of a Union it appears that observations made by Singh LJ as to actions of a Union which might be unlawful in the context of successive disciplinary proceedings arguably read across into the internal disciplinary proceedings of an employer.
Singh LJ noted that a Union is bound by the rules of natural justice or, as he put it, a duty to act fairly which again seems readily to apply in the context of the unfair dismissal provisions of the Employment Rights Act 1996
In the judgment Singh LJ endorsed the following points:
It thus appears that whilst the comments of Singh LJ were made in the context of a Union’s charging decision they arguably provide greater clarity on the Christou line of authority and of the circumstances where multiple disciplinary proceedings by an employer involve a risk of a finding of unfairness.
Nicholas Siddall QC is a member of Littleton’s Employment group and accepts instructions from employers and employees in all aspects of statutory employment litigation.